Wisconsin. Department of Securities: Investigation and Enforcement Files, 1923-1962

Contents List

Container Title
Case no. 0.1138: Padding Cases
Scope and Content Note: Correspondence and memoranda related to sales of securities backed by real estate in which padding of building costs was suspected.
Box   1
Folder   1
Documentation, 1925-1935
Case no. 0.1219: Fur Farms Cases
Scope and Content Note: Inquiries, replies, and investigation reports concerning issuance of bonds and other securities by fur farms.
Box   1
Folder   2
American Fur Growers-Black Diamond Fur Farms, 1927-1931
Box   1
Folder   3
Consolidated Fur Industries - Cornell Fur Farms, 1928-1938
Box   1
Folder   4
Fitzgerald Fox 8 Fur Farms - Hickory Grove Fox Ranch, 1926-1938
Box   1
Folder   5
Hudson Seal Fur Co. - Minnesota Silver Fox 8 Fur, 1929-1936
Box   1
Folder   6
Ten Thousand Lakes Fur Farms - Sparks Fur Farms, 1926-1930
Box   1
Folder   7
Squaw Islands Fur Co. - Wisconsin Fur Industries, 1923-1933
Case no. 0.1239: Montana Oil and Gas Company
Scope and Content Note: Correspondence about sales of royalty pool contracts.
Box   1
Folder   8
Documentation, 1927-1934
Case no. 0.1269: Elsie Ihlenfeld v. Seiler Case
Scope and Content Note: Correspondence, testimony, exhibits, and memoranda on alleged stock swindle case.
Documentation
Box   1
Folder   9
1923, 1930-April 1938
Box   1
Folder   10
May 1938-1940
Box   1
Folder   11
Hearing and Conference Transcripts, 1930, 1935, 1938
Box   1
Folder   12
Report to the Banking Commission, 1938
Box   1
Folder   13
Subpoenas, 1938
Case no. I.244: Franklin State Bank, 1925
Scope and Content Note: Transcript of hearing and related correspondence concerning revocation of permit for illegal sale of securities.
Box   1
Folder   14
Documentation, 1925-1929
Box   1
Folder   15
Exhibits, 1924-1927
Box   1
Folder   16
Fox vs. FSB Deposition, 1925
Box   1
Folder   17
Fox vs. FSB Hearing Transcript, 1925
Box   1
Folder   18
Troemel vs. FSB Hearing Transcript, 1929
Case no. I.397: Greenbaum Sons Investment Company Investigation, 1924-1925
Box   1
Folder   19
Correspondence, 1924-1926
Box   1
Folder   20
Hearing Transcript, 1924
Box   1
Folder   21
Other Documentation, 1924-1925, 1927
Case no. I.395: B.E. Buckman 8 Co. Investigation, 1932-1935
Box   2
Folder   1
Documentation, 1937-1938
Box   2
Folder   2-3
Transcript of Proceedings, 1937-1938
Case no. I.407: Henry L. Doherty Cases, 1932-1935
Scope and Content Note: Papers in various court cases against a New York broker.
Box   2
Folder   4
General Documentation, 1932-1934
Box   2
Folder   5
Hummel vs. Doherty, 1932-1935
Box   2
Folder   6
Morgan, Buss vs. Doherty, 1932
Box   2
Folder   7
Gillette, Holtz, Horn vs. Doherty, 1932
Box   2
Folder   8
Hyland, La Monte, McCoy, Meigher vs. Doherty, 1932
Box   2
Folder   9
Nichols, Olson, Schendel, Schwartz vs. Doherty, 1932, 1935
Box   2
Folder   10
Volbrecht, Wehrwein, Dorner, Novak vs. Doherty, 1932, 1935
Box   2
Folder   11
Dagneau, Strutz, Dittman, Tinkham, Mikalonis, Wombold, Christensen vs. Doherty, 1932-1933, 1935
Case I.1321: Gifford Trading Co. Investigation
Box   2
Folder   12
Documentation, 1937-1939
Box   2
Folder   13
Transcript of Proceedings, 1940
Case I.1421: Barney Johnson 8 Co. Investigation
Box   2
Folder   14
Documentation, 1940-1941
Box   2
Folder   15
Transcripts of Proceedings, 1940
Case I.47: H.M. Byllesby 8 Co. Investigation
Box   2
Folder   16
Documentation, 1938
Case I.1438: Straus Company Investigation
Box   2
Folder   17
Documentation, 1940-1941
Case I.1468: Harry Lenartz 8 Co. Investigation
Documentation
Box   2
Folder   18
1924-May 1940
Box   2
Folder   19
June-July 1940
Box   2
Folder   20
August 1940-1951
Box   2
Folder   21
Financial Information, 1940?
Legal Documentation
Box   2
Folder   22
Joseph F. Berns, 1940
Box   2
Folder   23
William Dunphy, 1940
Box   2
Folder   24
Russell M. Frawley, 1940
Box   2
Folder   25
Harry M. Lenartz, 1940
Box   2
Folder   26
John B. Lenartz, 1940
Box   2
Folder   27
Albert J. Machleith, 1940
Box   2
Folder   28
Joseph H. O'Neill, 1940-1941
Box   2
Folder   29
Wilmer J. Pergande, 1940
Box   2
Folder   30
Arthur Prueter, 1940
Case I.1487: Northern Wisconsin Securities Co. Investigation
Box   2
Folder   31
Documentation, 1940-1941
Box   2
Folder   32
Transcripts of Hearings, 1940-1941
Case I.1561: Securities Distribution Corp. Investigation
Box   3
Folder   1
Documentation, 1938-1941
Box   3
Folder   2-3
Transcripts of Hearings, 1939-1940
Case I.1607: Marshall C. Cheney Investigation
Box   3
Folder   4
Documentation, 1938
Case I.1616: Harrison, O'Gara 8 Co. Investigation
Box   3
Folder   5
Documentation, 1937
Case I.1648: Thrift Foundation/Guaranty Org. Investigation
Box   3
Folder   6
Documentation, 1939-1944
Box   3
Folder   7
Financial Work Papers, 1939-1940?
Box   3
Folder   8
Forms and Pamphlets Used By Defendants, 1937-1938, n.d.
Box   3
Folder   9
Legal Documentation, 1943
Box   3
Folder   10
Report on Thrift Foundation, 1941
Case I.1689: C.F. Birkhauser 8 Co. Investigation
Box   3
Folder   11
Documentation, 1936-1939
Box   3
Folder   12
Transcripts of Proceedings, 1939
Case I.1702: G.A. Diehl/Insured Estates Agency Investigation
Box   3
Folder   13
Documentation, 1939-1940
Case I.1706: George McGhie 8 Co. Investigation
Box   3
Folder   14
Documentation, 1937-1941
Box   3
Folder   15
Transcript of Hearings, 1939
Case I.1725: Assured Investors Association Investigation
Box   3
Folder   16
Documentation, 1939-1941
Case I.1737: Seidl Brothers Investigation
Box   3
Folder   17
Documentation, 1938-1939
Case I.1760: Heronymus 8 Co. Investigation
Box   3
Folder   18
Documentation, 1947-1957
Case I.1762: Guaranty Estate Agency/1st National Savings Investigation
Box   3
Folder   19
Documentation, 1940
Case I.1782: John Gould Investigation
Box   3
Folder   20
Documentation, 1941-1942
Case I.1784: C.A. Gundersen Investigation
Box   3
Folder   21
Documentation, 1940-1947
Box   3
Folder   22
Transcript of Hearing, 1941
Case I.1790: B.M. Mulvaney 8 Co. Investigation
Box   4
Folder   1
Documentation, 1940-1955
Case I.1818: Sherburn J. Dodge Investigation
Box   4
Folder   2
Dealers' Reports, 1958-1959
Documentation
Box   4
Folder   3
1948-September 1959
Box   4
Folder   4
October , 1959-1962
Box   4
Folder   5
Report of 1959 Examination, 1959
Box   4
Folder   6
Statements of Complainants, 1959-1960
Box   4
Folder   7-8
Work Papers, 1954-1959
Case I.1852: Kenneth E. Goodman 8 Co. Investigation
Box   5
Folder   1
Documentation, 1950-1958
Case I.1916: F.M. Macdonald 8 Co. Investigation
Box   5
Folder   2
Documentation, 1954-1957
Case I.1927: J.H Lederer 8 Co. Investigation
Box   5
Folder   3
Documentation, 1957-1958
Box   5
Folder   4
Exhibits, 1955-1958