Title: Wisconsin, Office of the Commissioner of Savings and Loan, Holding Company Formation Records
Inclusive Dates: 1992-1996

Creator:

• Wisconsin. Office of the Commissioner of Savings and Loan

Call Number: 1999/019; 2000/017; 2001/029

Quantity: 4.4 cubic feet (4 records center cartons, and 1 archives box)

Repository:

Wisconsin Historical Society, Division of Library, Archives, and Museum Collections

Archival Locations:

Wisconsin Historical Society (Map)

COLLECTION MAY BE STORED OFF-SITE: see catalog entry to request materials and for additional information.

Abstract:

Supporting documentation for establishing savings and loan holding companies defined as corporations owning one or more state-chartered savings and loan associations under the provisions of Section 215.64, Wis. Stats. Included are annual meeting notices, applications for conversion, appraisals, securities registrations, prospectuses, subscription offerings, and correspondence.

Note:

These records have been assigned Series 2611

Language: English

URL to cite for this finding aid: http://digital.library.wisc.edu/1711.dl/wiarchives.uw-whs-ser02611

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This collection was received in multiple parts from the donor(s) and is organized into 3 major parts. These materials have not been physically interfiled and researchers might need to consult more than one part to locate similar materials.

• Part 1 (1999/019): Original Collection, 1992-1994
• Part 2 (2000/017): Additions, 1993-1994
• Part 3 (2001/029): Additions, 1994-1996

Acquisition Information

Accession Number: 1999/019, 2000/017, 2001/029

Savings and loan associations -- WisconsinState government records.

	Part 1 (1999/019): Original Collection, 1992-1994 Physical Description: 0.4 cubic feet (1 archives box)  Scope and Content Note: Guaranty Bank records, 1992-1994.
Box   1	Approval of Reorganization and Correspondence
Box   1	Pro Forma Valuation Update Mutual Holding Company Stock Offering
Box   1	Application for Approval of a Mutual Savings Bank Holding Company Reorganization and Minority Stock Issuance by a Savings Bank Subsidiary, Volume 1
Box   1	Application for Approval of a Mutual Savings Bank Holding Company Reorganization and Minority Stock Issuance by a Savings Bank Subsidiary, Volume 3
Box   1	Application for Approval of a Mutual Savings Bank Holding Company Reorganization and Minority Stock Issuance by a Savings Bank Subsidiary, Volume 4
Box   1	Stockholder Letter
Box   1	Offering Circular
	Part 2 (2000/017): Additions, 1993-1994 Physical Description: 3.0 cubic feet (3 record center cartons)  Scope and Content Note: Holding Company formation files, 1993-1994.	⇧
	American Equity Bank, F.S.B.
Box   1   Folder   1	Conversion Valuation Appraisal Update Report
	Guaranty Bank, S.S.B.
Box   1   Folder   2-4	Application for Approval, Volume I, III, IV
Box   1   Folder   5	Correspondence
Box   1   Folder   6	Proforma Valuation Report
	First Ozaukee Capitol Corporation
Box   1   Folder   7	Application for Approval of Conversion
Box   1   Folder   8	Exhibits
Box   1   Folder   9	Amendment #1 to Application for Approval of Conversion
Box   1   Folder   10	Correspondence
Box   1   Folder   11	Form Senate Bill – 2 (SB-2)
Box   1   Folder   12-13	SB-2 Exhibits, Volumes I and II
Box   1   Folder   14-15	Amendment #1 to Form SB-2
Box   1   Folder   16	Amendment #2 to Form SB-2
Box   2   Folder   1	Amendment #2 to Form SB-2-Exhibits
Box   2   Folder   2-3	Application to the Board of Governors of the Federal Reserve System, Volumes I and II
	Mutual Savings Bank
Box   2   Folder   4-6	Application for Approval, Volumes I-III
	Mutual Bancshares Corporation
Box   2   Folder   7	Correspondence
Box   2   Folder   8-9	Application to the Board of Governors of the Federal Reserve System, Volumes I and II
	Northwest Equity Corporation
Box   2   Folder   10-11	Amendment # 4 to SB-2 - Exhibits, Volumes I and II
Box   2   Folder   12-13	Amendment #5 to SB-2 – Exhibits
Box   2   Folder   14	Application to the Board of Governors of the Federal Reserve System, Volumes I-III
	Northwest Savings Bank
Box   3   Folder   1	Conversion Valuation Appraisal Report
Box   3   Folder   2	Application for Approval of Conversion
Box   3   Folder   3	Amendment #1 to Application
Box   3   Folder   4	Amendment #2 to Application
Box   3   Folder   5	Amendment #3 to Application
Box   3   Folder   6	Amendment #4 to Application
	Northwest Equity Corporation
Box   3   Folder   7	Form Senate Bill – 2
Box   3   Folder   8-9	SB-2 Exhibits, Volumes I and II
Box   3   Folder   10	Amendment #1 to SB-2
Box   3   Folder   11	Amendment #1 to SB-2, Exhibits
Box   3   Folder   12	Amendment #2 to SB-2
Box   3   Folder   13	Amendment #2 to SB-2, Exhibits
Box   3   Folder   14	Amendment #3 to SB-2
Box   3   Folder   15	Amendment #3 to SB-2, Exhibits
Box   3   Folder   16	Amendment #4 to SB-2
	Part 3 (2001/029): Additions, 1994-1996 Physical Description: 1.0 cubic foot (1 record center carton)  Scope and Content Note: Formation files for First Northern Capital Corporation, 1994-1996; and for the acquisition of Rock Savings Bank and Rock Financial Corporation by First Federal Savings Bank La Crosse-Madison and First Federal Capital Corporation, 1995.	⇧
Box   1	Pre-Effective Amendment No. 1 to Form S-4 Registration Statement
Box   1	Form S-4 Registration Statement
Box   1	Exhibit 330.20(d) to Application/Information Filing H-(e)1-S Confidential Treatment Requested
Box   1	Application/Information Filing H-(e)1-S
Box   1	Application/Information Filing H-(e)3, Volume I-VI
Box   1	Form 8-K Current Report, Volume I-IV
Box   1	Form 10-Q
Box   1	Form 10-K
Box   1	Report H-(b)11
Box   1   Folder   1	Forms, Charters, Bylaws, Actions, Statements, and Articles of Incorporation
Box   1   Folder   2	Correspondence