Charles A., Elizabeth, and Charles E. Kading Papers, 1893-1976

Container Title
1992/029
Part 12 (1992/029): Additions, 1974-1985
Physical Description: 8.0 c.f. (8 record center cartons) 
Scope and Content Note: Records, 1974-1985. Included are subject files, including records on citizen advisory committees, the Judicial Council, and the State Bar of Wisconsin, general correspondence, newspaper clippings, speeches of Richard R. Malmgren, Commissioner, and staff memos. Also included are records on administrative rule and statute revisions, the Preventive Investor Protection (PIP) program, including bulletins and drafts of the publication Investing…Questions and Answers, and notes on specific securities-related court cases.
Arrangement of the Materials: Alphabetical by subject and thereunder chronological.
Subject files, 1979-1985
Box   1
Folder   1
Administration, Department of, correspondence
Box   1
Folder   2
Attorney General
Box   1
Folder   3
American Bar Association
Box   1
Folder   4
Better Business Bureau of Greater Milwaukee
Box   1
Folder   5
Blue chip
Box   1
Folder   6
Bulletin correspondence
Box   1
Folder   7
Capital gains
Box   1
Folder   8
Cases
Box   1
Folder   9-10
Central Securities Administrators Council
Box   1
Folder   11
Citizen advisory committees
Box   1
Folder   12
Citizen advisory committee on Wisconsin Act 200, 1983
Box   1
Folder   13
Commissioner's advisory committee on economic issues
Citizen advisory committee on the raising of venture capital in Wisconsin
Box   1
Folder   14
Reports, releases
Box   1
Folder   15
Newspaper clippings
Box   1
Folder   16
Correspondence
Box   1
Folder   17
Appointments to committee
Box   1
Folder   18
Commiseration of commissioners
Box   1
Folder   19
Commodity Futures Trading Commission
Box   1
Folder   20
Development, Department of
Box   1
Folder   21
Disclosure of commission rates committee
Box   1
Folder   22
Enforcement matters
Box   2
Folder   1-3
General correspondence, 1982-1984
Box   2
Folder   4-5
Giddings and Lewis, Inc., offer by AMCA Enterprises Corporation for the common stock of
Box   3
Folder   1
Governor's office
Box   3
Folder   2
Illinois legislation trip, June 6-7, 1983
Box   3
Folder   3
Intra-office committee on employee performance evaluations
Box   3
Folder   4-5
Intra-Office Public Relations Committee
Judicial Council
Box   3
Folder   6
Appellate Decisions Committee
Box   3
Folder   7
Appellate Procedures Committee
Box   3
Folder   8
Minutes
Box   3
Folder   9
National Association of Securities Dealers, Inc.
Box   3
Folder   10
National Development and Investment, Inc., and Victor Construction
Box   3
Folder   11-13
Newspaper clippings
Box   3
Folder   14
Opinion request to Commissioner of Banking, regarding interest on credit balances of customer accounts
Box   3
Folder   15
Performance assessment
Box   3
Folder   16
Performance evaluation
Box   3
Folder   17
Plunkett, et al., Oliver, State of Wisconsin v.
Box   3
Folder   18
Public education programs
Box   3
Folder   19
Public expenditure survey
Box   3
Folder   20-21
Public merit testimonies on merit regulation in Illinois, Iowa
Box   3
Folder   22
Securities and Exchange Commission
Box   4
Folder   1
Securities and Exchange Commission (continued)
Box   4
Folder   2
Seminar, Wisconsin Institute of Certified Public Accountants
Speeches
Box   4
Folder   3
Speech and article file
Box   4
Folder   4
Dane County Bar Association, January 19, 1982
Box   4
Folder   5
Milwaukee County Bar Association, January 21, 1982
Box   4
Folder   6
Talk on real estate rules, Milwaukee, March 11, 1982
Box   4
Folder   7
Wisconsin real estate investment trust (REIT) deposition, Milwaukee, March 11, 1982
Box   4
Folder   8
Accounting and financial reporting conference, University of Wisconsin-Madison, April 23, 1982
Box   4
Folder   9
Greater Milwaukee Association of Financial Planners, August 5, 1982
Box   4
Folder   10
Wisconsin Institute of Certified Public Accountants, Governmental Accounting Committee, Madison, September 17, 1982
Box   4
Folder   11
Wisconsin Economic Development Association, Inc., Eau Claire, September 23, 1982
Box   4
Folder   12
Seminar for Accountants, Attorneys and Tax Practitioners, Milwaukee, October 14, 1982
Box   4
Folder   13
Statewide Financial Planning Conference, Mishicot, October 19, 1982
Box   4
Folder   14
Wisconsin Institute of Certified Public Accountants accounting program, October 22, 1982
Box   4
Folder   15
Wisconsin Association of Securities Dealers educational program, Milwaukee, October 28, 1982
Box   4
Folder   16
Milwaukee Bar Association, Milwaukee, November 4, 1982
Box   4
Folder   17
Financial regulatory agencies meeting, regarding individual retirement accounts (IRAs), November 10, 1982
Box   4
Folder   18
Meeting with Investment Company Institute (ICI), November 23, 1982
Box   4
Folder   19
Wisconsin Association of Securities Dealers, Milwaukee, December 1, 1982
Box   4
Folder   20
University of Wisconsin-Extension small business real estate programs, University of Wisconsin-Milwaukee, December 1, 1982
Box   4
Folder   21
United States Small Business Administration, St. Louis, December 10, 1982
Box   4
Folder   22
New York City Blue Sky lawyers, Yale Club, New York City, January 19, 1983
Box   4
Folder   23
National Association of Accountants, Milwaukee chapter, Milwaukee, April 18, 1983
Box   4
Folder   24
Greater Milwaukee Association for Financial Planning, September 1, 1983
Box   4
Folder   25
Ozaukee-Washington County Association of Life Underwriters, Thiensville, October 21, 1983
Box   4
Folder   26
Dane County Bar Association, Madison, November 1, 1983
Box   4
Folder   27
Milwaukee Bar Association, Milwaukee, November 3, 1983
Box   4
Folder   28
“The Business of Wisconsin” program, Channel 10, Milwaukee, December 29, 1983
Box   4
Folder   29
National Syndication Forum, Phoenix, January 27, 1984
Box   4
Folder   30
National Association of Accountants, Winona chapter, La Crosse, March 20, 1984
Box   4
Folder   31
Tempo, Milwaukee, March 29, 1984
Box   4
Folder   32
Wisconsin Mortgage Bankers Association convention, Oshkosh, May 18, 1984
Box   4
Folder   33
Kiwanis Club, Madison, May 25, 1984
Box   4
Folder   34
American Bar Association program appearance, Chicago, August 7, 1984
Box   4
Folder   35
Wisconsin Venture Group, Milwaukee, August 13, 1984
Box   4
Folder   36
Source International, Inc., annual convention, Sturgeon Bay, August 15, 1984
Box   4
Folder   37
Charter Securities Corporation sales conference, Madison, August 22, 1984
Box   4
Folder   38
International Association for Financial Planning, Atlanta, September 10, 1984
Box   4
Folder   39
Wisconsin broker-dealer regulation trip, New York, September 13, 1984
Box   4
Folder   40
Wisconsin Institute of Certified Public Accountants Securities Committee, Madison, September 28, 1984
Box   4
Folder   41
Madison South Rotary, Madison, October 22, 1984
Box   4
Folder   42
Marquette Continuing Education Center, Milwaukee, December 3, 1984
Box   4
Folder   43
International Association of Financial Planners, Green Bay, December 5, 1984
Box   4
Folder   44
West Bend Rotary, West Bend, February 4, 1985
Box   4
Folder   45
Greater Milwaukee Association for Financial Planning, Milwaukee, February 7, 1985
Staff memos
Box   5
Folder   1-2
Office administration
Box   5
Folder   3
Enforcement Division
Box   5
Folder   4
Franchise Division
Box   5
Folder   5
Office of General Council
Box   5
Folder   6
Licensing Division
Box   5
Folder   7-8
Registration Division
Box   5
Folder   9
Take-over law correspondence
Box   5
Folder   10
State Bar of Wisconsin
Box   5
Folder   11
Meeting, September 23, 1983
Box   6
Folder   1
Annual convention
Box   6
Folder   2
Advanced Training Seminars-Continuing Legal Education (ATS-CLE) program
Box   6
Folder   3-6
Securities law programs, Milwaukee, 1981-1984
Box   6
Folder   7
Wisconsin Association of Securities Dealers
Box   6
Folder   8
Executive Committee meeting, Milwaukee, February 21, 1984
Box   6
Folder   9-10
Annual meetings, Milwaukee, 1983-1984
Box   6
Folder   11-12
Wilde, Harold R., Aetna Life Insurance, et al. v., case number 79-001
Administrative rule and statute revisions
Box   6
Folder   13-14
Administrative rule revisions, 1982-1984
Box   6
Folder   15
Public hearing on administrative rule revisions, Madison, September 11, 1984
Box   6
Folder   16
Legislation revision file, 1984
Box   6
Folder   17
Uniform limited offering exemption (ULOE) public hearing, June 22, 1983
Box   6
Folder   18
Statute revisions, 1982
Box   6
Folder   19
Public hearing on corporate take-over law, December 2, 1983
Box   7
Folder   1
Substitute Amendment 1 to Senate Bill 301
Box   7
Folder   2-5
Statutory amendments
Box   7
Folder   6
Senate Bill 121, 1983
Box   7
Folder   7
Regulation D
Preventive Investor Protection (PIP) program
Box   7
Folder   8
1974-1980
Box   7
Folder   9
Concepts for expanding the PIP program, March 1977
Box   7
Folder   10
Columns
Box   7
Folder   11
Column mailing lists
Box   7
Folder   12-15
Questionnaires
Box   8
Folder   1
Investing...Questions and Answers
Box   8
Folder   2-5
Preliminary draft
Box   8
Folder   6-11
Drafts
Box   8
Folder   12-14
Notes on specific securities-related cases