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Container
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Title
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1985/073
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Part 7 (1985/073): Additions, 1973-1979
7.4 c.f. (7 record center cartons and 1 archives box)
: Subject files and professional association records, 1973-1979, of Commissioner Jeffrey B. Bartell. Included are records on franchise law, investment companies, legislation, real estate, the Securities and Exchange Commission, the Wisconsin Subdivided Land Sales Act, and administrative files. Also included are records on a Governor's Advisory Committee, the Council for Consumer Affairs, and correspondence, committee records and meeting materials for the Central Securities Administrators Council, the Midwest Securities Commissioners Association, and the North American Securities Administrators Association.
: By topic and alphabetically thereunder.
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Subject files
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Box
1
Folder
1
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Access to records
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Box
1
Folder
2
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Accounting Advisory Committee
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Box
1
Folder
3
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Administrative code amendment procedure
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Box
1
Folder
4
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Advance fee
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Box
1
Folder
5
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Agency effectiveness
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Box
1
Folder
6
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Agents' seminar
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Box
1
Folder
7
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Arrest/conviction records
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Box
1
Folder
8
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Attorney survey and reallocation request, 1977
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Box
1
Folder
9-10
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Broker-dealer
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Box
1
Folder
11
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Bulletin correspondence
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Box
1
Folder
12
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CMI Investment Corporation matter
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Box
1
Folder
13
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Certificates
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Box
1
Folder
14
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Clearing agencies
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Box
1
Folder
15
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Clinical file
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Box
1
Folder
16
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Condominiums
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Box
1
Folder
17
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Cooperative registration review
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Box
1
Folder
18
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Customer agreement
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Box
1
Folder
19
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De-sexing
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Box
1
Folder
20
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Discount
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Box
1
Folder
21
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Energy conservation program
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Box
1
Folder
22
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Enforcement chief
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Box
1
Folder
23
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Exchange funds
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Box
1
Folder
24
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Farmland trusts
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Box
1
Folder
25
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Economic Planning Act
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Box
1
Folder
26
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Fiduciary operations
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Box
1
Folder
27
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Finance companies
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Box
1
Folder
28
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Fiscal note manual
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Box
1
Folder
29
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Forms
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Box
1
Folder
30
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Franchise amendments
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Box
1
Folder
31
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Franchise law
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Box
1
Folder
32
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Governor's office
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Box
1
Folder
33
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Insurance replacement practices
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Investment companies
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Box
2
Folder
1
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American Investors Fund
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Box
2
Folder
2
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Expense limitations
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Box
2
Folder
3
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Manhattan Fund
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Box
2
Folder
4
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Unit Investment Fund
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Box
2
Folder
5
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Lease lottery
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Legislation
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Box
2
Folder
6
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Federal securities legislation
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Box
2
Folder
7
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Financial privacy
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Box
2
Folder
8
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Housekeeping
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Box
2
Folder
9
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Franchise legislation
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Box
2
Folder
10
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, 1981 proposals
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Box
2
Folder
11
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Remedial legislation
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Box
2
Folder
12
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Legislative Audit Bureau, office audit
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Box
2
Folder
13
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Lobby law
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Box
2
Folder
14
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Madison Area Technical College bond sale
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Box
2
Folder
15
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Milwaukee Bond Club
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Box
2
Folder
16
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Milwaukee Road
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Box
2
Folder
17
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Oakley, John T., personnel matter
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Box
2
Folder
18
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Office space
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Box
2
Folder
19
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Oil and gas enforcement
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Box
2
Folder
20
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Open meeting law
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Box
2
Folder
21
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Pension plans
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Box
2
Folder
22
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Personal and office integrity policy
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Box
2
Folder
23-24
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Real estate limited partnerships
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Box
2
Folder
25
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Real Estate Securities and Syndication Institute
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Box
2
Folder
26
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Reclassifications
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Box
3
Folder
1
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Records retention
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Box
3
Folder
2
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Reporter service
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Box
3
Folder
3
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Form S-16
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Box
3
Folder
4
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Secretary of State
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Box
3
Folder
5
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Securities and Exchange Commission
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Box
3
Folder
6-8
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Securities Fraud Strike Force
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Box
3
Folder
9
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Securities Industry Association
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Box
3
Folder
10
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Seminar
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Box
3
Folder
11
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Social concerns disclosures
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Box
3
Folder
12
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State Bar
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Box
3
Folder
13
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Sunset law
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Box
3
Folder
14
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Trust corporations
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Box
3
Folder
15
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Uniform franchise application
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Box
3
Folder
16
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University of Wisconsin Business School
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Box
3
Folder
17
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Variable interest securities
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Box
3
Folder
18
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Wisconsin Association of Securities Dealers, correspondence
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Box
3
Folder
19
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Wisconsin Industrial Revenue Bond Refinance Authority
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Box
3
Folder
20
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Wisconsin Subdivided Land Sales Act
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Box
3
Folder
21
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Correspondence
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Box
4
Folder
1
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Drafts
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Box
4
Folder
2
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Newspaper clippings
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Box
4
Folder
3
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Uniform Land Sales Practices Act
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Box
4
Folder
4
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Ziegler Company
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Miscellaneous
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Box
4
Folder
5-6
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Wisconsin Subdivided Land Sales Act
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Box
4
Folder
7
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Investor complaints
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Box
4
Folder
8
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Correspondence
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Box
4
Folder
9
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Governor's Advisory Committee
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Citizens Study Committee on Judicial Organization
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Box
4
Folder
10
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Speeches
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Box
4
Folder
11
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History of task force
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Box
4
Folder
12
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Council for Consumer Affairs
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Box
4
Folder
13
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Environmental impact
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Box
5
Folder
1
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E Z Paintr Corporation
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Box
5
Folder
2
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Savings and Loan Association, capital stock
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Box
5
Folder
3
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Usury law
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Central Securities Administrators Council
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Box
5
Folder
4
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Directories
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Box
5
Folder
5
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Correspondence, Thomas Nelson, Commissioner, 1970-1972
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Box
5
Folder
6
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Meetings
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Box
5
Folder
7
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Organization
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Box
5
Folder
8
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Correspondence
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Box
5
Folder
9-10
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Policies
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Box
5
Folder
11-23
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Meetings, 1975-1979
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Midwest Securities Commissioners Association
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Box
6
Folder
1
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Miscellaneous
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Box
6
Folder
2
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Correspondence
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Box
6
Folder
3
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Committees
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Box
6
Folder
4
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Documents
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Box
6
Folder
5
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Policies
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Box
6
Folder
6
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Advisory committee on selection of Commissioner
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Box
6
Folder
7
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Midwest clearinghouse
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Box
6
Folder
8
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Midwest Securities Commissioners Association-North American Securities Administrators Association merger committee
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Box
6
Folder
9
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Midwest membership applications
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Box
6
Folder
10
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Invitations committee
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Box
6
Folder
11-19
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Conferences and meetings, 1976-1979
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North American Securities Administrators Association
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Box
6
Folder
20
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Correspondence
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Box
7
Folder
1-2
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Committees
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Box
7
Folder
3
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Documents
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Box
7
Folder
4
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Cooperative registration review
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Box
7
Folder
5
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Enforcement bulletin
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Box
7
Folder
6
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Public Investors Protection Committee
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Box
7
Folder
7
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Legislation Committee
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Box
7
Folder
8
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Study Committee, correspondence
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Box
7
Folder
9
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Uniform Securities Agent State Law Examination
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Box
7
Folder
10
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Joint state-Securities and Exchange Commission study groups
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Annual conferences
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Box
7
Folder
11-17
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1976-1978
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Box
8
Folder
1
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1979
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Box
8
Folder
2-6
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Meetings, 1974-1979
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Box
8
Folder
7
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Wisconsin
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