|
Container
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Title
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Jeffrey B. Bartell, Commissioner, records, 1973-1979
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|
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Committees
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Box
1
Folder
1
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Committee for public review of the Office of the Commissioner of Securities
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|
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Box
1
Folder
2
|
Commissioner's advisory committee on the status of women and minorities in the securities industry
|
|
|
Box
1
Folder
3
|
Commissioner's advisory committee on securities agents' professional responsibility
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|
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Box
1
Folder
4-5
|
Commissioner's advisory committee on investment advisors
|
|
|
Staff memos
|
|
|
Box
1
Folder
6-7
|
Enforcement
|
|
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Box
2
Folder
1
|
Office administration
|
|
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Box
2
Folder
2
|
Franchising
|
|
|
Box
2
Folder
3
|
Licensing
|
|
|
Box
2
Folder
4
|
Registration
|
|
|
Box
2
Folder
5
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North American Securities Administrators Association correspondence
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|
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Box
2
Folder
6
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Assignment sheets
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|
